Lisa joined the financial
services industry following 11 years spent working
for the retail arm of Barclays Bank. In May
1993, she joined Black Horse Financial Services
as a Consultant and achieved Senior Consultant
status within 18 months.
Again, an accomplished adviser,
Lisa was also ranked within the top 10% of the
company, however, chose to pursue her career
within Training and Compliance of Black Horse.
Lisa held the status of Regional
Compliance Manager when Lloyds TSB integrated
Black Horse Financial Services into their company
and managed a period of change in a very uncertain
time for both Lloyds and Black Horse.
Following the successful
merger, Lisa also chose to move to the independent
sector and also joined the practice of Independent
Financial Advisers in Wolverhampton.
Here Lisa implemented both
the Training and Compliance functions for the
firm before being asked to move by Paul and
Kevin to undertake the same responsibilities
for KPM Financial Planning Ltd.
The skills that Lisa brings
to the company are essential to the continued
running of the business and the excellent relationship
KPM share with the Regulator, The Financial
Services Authority.
As Compliance Director, Lisa
is responsible for the staff of the KPM Group
and the training and continued competence of
those staff.
